Investment, Mutual Funds and Family Offices

Independent Review (“IR”) assists fund managers by setting up their Fund’s Independent Review Committee (“IRC”) to help them meet the initial and ongoing obligations under National Instrument 81-107.

In some cases investment fund clients outsource their entire IRC operation to us, including scheduling and holding meetings, preparing minutes and reports, and arranging the attendance of outside experts (where appropriate and required), in addition to the selection and appointment of new or additional members of the committee.

IR also provides the boards and related committees with a full-service secretariat leaving managers more time to concentrate on running the business and growing value for shareholders and unitholders, confident in knowing that they are operating within the boundaries of their regulatory mandates. In addition, IR maintains the records of its client’s IRC’s in a safe and secure online repository.

We work with investment funds large and small, from as little as $5M in AUM to several billions under management.

We welcome the opportunity to introduce ourselves and to discuss Independent Review’s service offering for your investment fund.

Services offered:

  • Full-service secretariat
  • Out-sourced Independent Review Committees
  • In-house board audits
  • Annual Reports
  • Managing Conflict of Interest Referrals
  • Develop Committee Charters and Mandates
  • Establish Policies and Procedures
  • SEDAR filing